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Equity trading
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#	Item
291	Solta Acquisition FAQs When did the acquisition of Solta close? The acquisition closed on January 23, 2014. Will the stock symbol for the company change? Trading in Solta’s common stock was suspended at the close of bu Add to Reading List Source URL: www.valeant.com Language: English - Date: 2014-01-23 12:28:46 Finance Investment Mergers and acquisitions Equity securities Stock market Transfer agent Letter of transmittal Stock Tender offer Financial economics Corporate finance Securities
292	Job Growth Advocates Encouraged by Passage of Legislation Calling for Pilot Trading Program for Small-Cap Companies WASHINGTON, D.C., February 12, 2014 – Equity Capital Formation (ECF) Task Force co-chairs, Scott Kupor Add to Reading List Source URL: www.equitycapitalformationtaskforce.com Language: English - Date: 2014-02-12 13:28:17 Late-2000s financial crisis Financial markets
293	Title 24: INSURANCE Chapter 26: INSIDER TRADING OF EQUITY SECURITIES Table of Contents Section[removed]FILING (REPEALED)............................................................................................ Section 3 Add to Reading List Source URL: www.mainelegislature.org Language: English - Date: 2014-10-06 15:24:18 Repeal Statutory law Law
294	Dirks v. S.E.C., 463 U.S[removed]S.Ct. 3255, 77 L.Ed.2d 911, Fed. Sec. L. Rep. P 99,255 A tippee assumes a fiduciary duty to shareholders of a corporation not to trade on material nonpublic information only when Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-06-21 18:55:47 United States securities law Economics Stock market Corruption Insider trading Equity Funding Fiduciary Securities regulation in the United States Securities Act Law Corporate crime Financial system
295	Equity Market Structure Literature Review Part I: Market Fragmentation by Staff of the Division of Trading and Markets 1 U.S. Securities and Exchange Commission October 7, 2013 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-10-07 18:56:04 Investment Stock market Regulation NMS Flash Crash High-frequency trading Algorithmic trading Dark liquidity Markets in Financial Instruments Directive Order Financial markets Financial economics Finance
296	IBOR Special Report trading technologies for ﬁnancial-market professionals Sponsored by: Add to Reading List Source URL: www.eagleinvsys.com Language: English - Date: 2014-06-20 15:22:31 Financial markets Financial risk Financial services Investment management Market data Portfolio manager Data governance Private equity Financial economics Finance Investment
297	The HOT Study Phases I and II of IIROC’s Study of High Frequency Trading Activity on Canadian Equity Marketplaces Trading Review and Analysis – Analytics Group Investment Industry Regulatory Organization of Canada Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-12-12 13:50:05 Investment High-frequency trading Algorithmic trading Direct market access Trading strategy Dark liquidity Electronic trading platform Investment Industry Regulatory Organization of Canada Electronic trading Financial markets Financial economics Finance
298	SEC Complaint: Michael Cardillo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 16:49:04 Investment Ropes & Gray Insider trading 3Com Hedge fund Due diligence Securities Exchange Act Bain Capital Private equity Financial economics Finance Economics
299	Review of Trading on Canadian Equity Marketplaces of Inter-listed Securities Subject to the US Short Sale Circuit Breaker Trading Review and Analysis Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:29:13 Business Financial regulation Short selling Stock market Short Flash Crash Uptick rule Financial economics Finance Financial markets
300	The Canadian Equity Market: Evolution, Competition and the Future Tuesday, June 26, 2012 Design Exchange, Toronto Conference Agenda Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-09-18 12:41:28 Investment Stock market Mathematical finance Self-regulatory organizations Commodities market Trader High-frequency trading Investment Industry Regulatory Organization of Canada Financial economics Financial markets Finance

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